Global regulatory requirements are constantly changing so it can be difficult to keep up with the extent of responsibilities and easy to fall on the wrong side of increasingly onerous obligations. The risk of getting things wrong is high and the result can be increased scrutiny, reputational damage, increased costs and, ultimately, financial penalties.

The Regulatory Services team at MDR Mayfair have many years of experience in the regulatory and compliance field. Having worked as Heads of Compliance in international private banks, wealth management and investment firms they know what good governance, reporting and oversight looks like. They are able to help an organisation manage current and future regulatory change and mitigate its potential impact on a business.

The Regulatory Services team can undertake an Assurance Review of your compliance arrangements to assess your regulatory resilience in relation to AML, Regulation and Governance. An initial meeting to understand how your office is structured and organised would be followed by a proposal reflecting the work required.