John assists financial services businesses and family offices to meet their regulatory and compliance obligations and works for the Regulatory Services team at MDR Mayfair.
He is a Chartered Accountant and has worked for the UK Regulator and several leading wealth management firms. His experience includes all areas of financial regulation, financial crime and risk management across multiple jurisdictions.
Approved by Regulators as a “Senior Manager”, John has managed regulatory remediation projects and conducted reviews of key business areas. He has grown and modernised compliance and risk departments to ensure their capability in the modern world of regulation. He has also worked to improve efficiency and optimise the time taken to assess the risk of clients.
Key Previous Roles
- Julius Baer – Compliance and Risk Management Director
- Rothschild & Co Wealth – Compliance Director
- Clariden Leu [Credit Suisse] – Head of Compliance
- Butterfield Bank – Head of Risk and Compliance
